U.S. Securities Laws and Foreign Private Issuers

PRODUCT DESCRIPTION

Explains what a foreign issuer needs to know about making offers in the US
Provides an introduction to the SEC and foreign private issuers
Covers SEC registered offerings and securities offering reforms
Looks at common exempt offerings
Deals with rights offerings, spin offs and other corporate transactions for foreign private issuers
Contains an overview of depositary receipts
Sets out reporting requirements for foreign private issuers
Assesses the Sarbanes - Oxley Act and foreign private issuers
Goes through de-registration and de-listing - leaving the US public securities markets
Takes into account brokers’ research in the context of a proposed offering

The SEC and Foreign Private Issuers
SEC Registered Offerings and the Recent Securities Offering Reforms
Common Exempt Offerings
Rights Offerings, Spin Offs and Other Corporate Transactions for Foreign Private Issuers
An Overview of Depositary Receipts
Reporting Requirements for Foreign Private Issuers
The Sarbanes-Oxley Act and Foreign Private Issuers
De-Registration and De-Listing: Leaving the U.S. Public Securities Markets
Brokers’ Research in the Context of a Proposed Offering

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