Regulation of International Finance

Volume 7
Philip R Wood

Buy this title online for £195

In depth analysis of the substantive areas affecting the regulation of international finance

Contents of Regulation of International Finance

Introductory survey

Scope and policies of financial regulation
Historical background
Comparison of regulatory regimes

Country summaries

Country summaries: United Kingdom
Country summaries: United States
Summary: European Union Directives
Other country summaries

Classes of business

Authorisation of banks and securities firms
Securities business
Exchanges, listing and settlement systems
Collective investment schemes

Conduct of business

Conduct of business
Conflicts of interest
Client assets and trusts


Prospectus requirements
Prospectus liability
Prospectus due diligence and contents


Market abuse
Insider dealing

Other topics

Sanctions and enforcement
Regulator liability
Financial supervision and capital adequacy
Insolvency and compensation funds
Conflict of laws

Regulation of International Finance only c. £195 / c. €307
September 2007

The Law and Practice of International Finance Series Pack 2007
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