Home > Banking & Financial Services > Practitioner's Guide to the FCA Listing Regime 2019/2020, A
Email Page to a Colleague
(* Denotes required field)
* Colleague’s email address
* Your email address
* Subject
The selected product information will be included in the email.
The email addresses you provide will not be used for any other purpose. You can view a detailed privacy statement here.
Your email has been sent.

Practitioner's Guide to the FCA Listing Regime 2019/2020, A

Practitioner's Guide to the FCA Listing Regime 2019/2020, A
32nd Edition
ISBN:  9780414071704
Published by:  Sweet & Maxwell
Publication Date:  22 Nov 2019
Subscription Information:  Non-Subscribable Product
Format:  Paperback
Enter a promotion code if you have one. Note: discount applied at Checkout Review Section
Promotion code:


This title is the definitive, annual guide to the requirements of the Listing, Prospectus, and Disclosure and Transparency Rules. It offers practical guidance on the eligibility criteria and continued obligations for listing on the London Stock Exchange. The disclosure requirements and the contents, approval and publication of prospectuses are also covered. The 2019/2020 edition is fully updated to cover all Listing Regime developments since publication of the previous edition, including an update on:

  • The Prospectus Regulation (EU 2017/1129) coming into full application on 21 July 2019.
  • Policy Statement (PS 19/12), Changes to align the FCA Handbook with the EU Prospectus Regulation 
  • Policy Statement (PS 19/13), Proposals to promote shareholder engagement: Feedback to CP 19/7 and final rules. PS 19/13 summarises the feedback received to CP 19/7. It also sets out the final rules, which implement relevant provisions of EU Shareholder Rights Directive II, in new DTRs with additional new continuing obligations in the LRs.
  • Provides the definitive, annual guide to the requirements of the FCA’s Listing, Prospectus and Disclosure and Transparency Rules
  • Includes an introductory chapter from the head of the UKLA, and contributions from some of the foremost experts in the field 
  • Presents introductions to the three rulebooks and statutory framework, before going on to examine their requirements in detail
  • Discusses in detail the Listing Rules set out by the UKLA 
  • Examines the statutory framework within which the listing regime sits
  • Explains the procedure for submitting an application
  • Sets out the requirements for publishing a prospectus, as well as the guidelines for the form it must follow and required contents
  • Describes the financial information you need to disclose Sets out the continuing obligations of a company once listed
  • Covers the requirements relating to significant transactions and related party transactions
  • Looks at overseas companies, investment entities, debt and specialist securities and mineral companies, and how these are treated differently to other entities


Chapter 1: The FCA Listing Rules; 
Chapter 2: The Statutory Framework for Listing; 
Chapter 3: Application Procedure and Publication of Prospectuses; 
Chapter 4: Contents of Prospectuses; 
Chapter 5: Financial Information; 
Chapter 6: Continuing Obligations; 
Chapter 7: Significant Transactions and Related Party Transactions; 
Chapter 8: Overseas Companies, Investment Entities, Debt and Specialist Securities and Mineral Companies
back to top
Must Haves