Home > Banking & Financial Services > Market Conduct for Investment Managers
EMAIL THIS PAGE TO A FRIEND
Email Page to a Colleague
(* Denotes required field)
* Colleague’s email address
* Your email address
* Subject
Message
The selected product information will be included in the email.
The email addresses you provide will not be used for any other purpose. You can view a detailed privacy statement here.
Your email has been sent.

Market Conduct for Investment Managers

Market Conduct for Investment Managers
2nd Edition
ISBN:  9780414103702
Published by:  Sweet & Maxwell
Publication Date:  27 Jun 2022
Subscription Information:  Non-Subscribable Product
Format:  Hardback
PRODUCT INCLUDES:
Hardback
BUY NOW
£118.00
TOTAL:
Enter a promotion code if you have one. Note: discount applied at Checkout Review Section
Promotion code:

PRODUCT DESCRIPTION

Market Conduct for Investment Managers is a practical guide for investment managers who face a distinct range of market conduct issues. Many texts have been published into the generalities and technicalities of the market conduct regime, however, none has focused on the so-called “buy-side”. The book is designed to help navigate this complex area by raising levels of awareness and intuitive understanding through the use of real-world insights and a host of case studies and practical scenarios.
  • Covers the distinct range of market conduct issues faced by investment managers
  • A first-of-its-kind, providing a practical guide specifically targeted at those on the “buy-side”
  • Designed to help investment professionals navigate this important and complex area
  • Includes a wealth of case studies and real-world practical scenarios
This second edition includes new sections on:
  • The interplay between sustainable finance and MAR
  • Brexit implications
  • Alternative data and MAR
  • The impact of the post-pandemic ‘hybrid’ working model

Thomson Reuters ProView Also available as an eBook on Thomson Reuters ProView

Thomson Reuters ProView™ is custom built for legal professionals like you.

Using ProView means you can connect to and interact with the content you rely on in new ways, wherever and whenever you like. Find out more about ProView.

Purchase this title as an eBook to start reading today:

If you’re interested in firmwide or multiple user access to this title on Proview then please contact us directly to discuss what options are available.

CONTENTS

  1. Introduction 
  2. Legal and Regulatory Framework
  3. Fundamental Principles 
  4. Scope and Territoriality of MAR 
  5. Inside Information / MNPI 
  6. Insider Dealing 
  7. Unlawful Disclosure 
  8. Market Manipulation 
  9. Market Soundings 
  10. Loans and Other “Out-of-Scope” Instruments
  11. Company Meetings / Dialogue 
  12. Einhorn / Greenlight 
  13. Rumours 
  14. Suspicious Transactions and Orders 
  15. Common “Buy-Side” Issues 
  16. Practicalities 
  17. Remote and “Hybrid” Working
  18. Scenarios

back to top
Must Haves