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Law and Regulation of Investment Management

Law and Regulation of Investment Management
3rd Edition
ISBN:  9780414077034
Published by:  Sweet & Maxwell
General Editor:Dick Frase
Publication Date:  28 Feb 2020
Format:  eBook - ProView
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eBook - ProView
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Law and Regulation of Investment Management is an essential guide to the legal issues raised by investment management, including the nature of client services relationships, conflicts of interest and corporate governance, custody, contractual matters, and fiduciary duties.

  • Provides a complete guide to the law and regulation of investment management
  • Looks at the nature of the client services relationship
  • Considers internal compliance and the ramifications of conflicts of interest and information barriers
  • Examines the legal issues raised by settlement and custody
  • Discusses the fiduciary duties that arise through investment management
  • Looks at the contractual issues of the investment mandate
  • Provides an overview of key US legislation
  • Deals with investment management in the US, France, Germany, Luxembourg, Ireland and Hong Kong
  • Covers specialist areas such as Hedge Funds, closed ended funds, private equity funds
  • Includes analysis of national and international case law
  • Provides commentary and analysis on national and international legislation

New to this edition:
  • Examines the new regulatory structure post-MiFID II
  • Considers changes under AIFMD
  • Covers RTS and ITS under SFTR and amendments to related EMIR RTS
  • Includes updated case law
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