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Compliance Officer Bulletin

Compliance Officer Bulletin
ISSN: 1478-1964
Published by: Sweet & Maxwell
Subscription Information: Any Time Start
Format: Journal
PRODUCT INCLUDES:
Journal
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PRODUCT DESCRIPTION

Compliance Officer Bulletin helps compliance officers and their advisers keep up to date with the unending series of changes to the UK regulatory regime. It provides unrivalled commentary and analysis on how FSA regulations impact on compliance officers and their business.

  • Presents comprehensive and jargon-free guidance on financial markets regulation
  • Offers timely guidance – published 10 times a year
  • Covers a specific regulatory area in depth in each issue – from the complaints process to FSA investigations, from money laundering to conduct of business and from Basel to corporate governance
  • Gives practical advice on current issues and how best to manage them

SUBSCRIPTION INFORMATION

All Calendar Year and Any Time Start (ATS) subscriptions are subject to a continuous subscription agreement. This means that your subscriptions will automatically renew in future years, unless you tell us otherwise.
Before each renewal period we will send you an annual subscription statement to enable you to review your subscriptions. You must tell us about any changes within 30 days of the subscription statement date after which you will be invoiced and your subscription(s) will continue for a further year.
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